• GLBA SAFEGUARDS RULE
GLBA Safeguards Rule Compliance
for Orange County Financial Firms
The FTC's updated Gramm-Leach-Bliley Act Safeguards Rule requires financial institutions to implement a comprehensive information security program. Gatehouse Technology handles the technical requirements so your firm stays compliant and your clients stay protected.
WHO MUST COMPLY
KEY REQUIREMENTS
What the Updated GLBA Safeguards Rule Requires
Qualified Individual
Designate a qualified individual responsible for overseeing your information security program. This can be a virtual CISO (vCISO) — we provide this service.
Risk Assessment
Conduct a written risk assessment identifying foreseeable threats to customer information, the likelihood and potential damage of those threats, and the sufficiency of your safeguards.
Safeguards Implementation
Implement and regularly test safeguards addressing the risks identified in your assessment, including access controls, encryption, MFA, and monitoring.
Service Provider Oversight
Select and retain service providers that maintain appropriate safeguards, and require them by contract to implement and maintain such safeguards.
Incident Response Plan
Establish a written incident response plan that addresses goals, internal processes, roles, communications, and remediation procedures.
Annual Reporting
Report to your board of directors (or equivalent) at least annually on the status of your information security program.
WHAT WE IMPLEMENT
Technical Controls
for GLBA Compliance
The updated Safeguards Rule specifies nine categories of technical, administrative, and physical safeguards. We implement the technical controls and help you document the administrative and physical ones.
We also provide virtual CISO (vCISO) services — giving you a qualified individual to oversee your information security program without the cost of a full-time hire.
SPEAK WITH AN EXPERTIs Your Firm GLBA-Compliant?
Our free cybersecurity assessment includes a GLBA Safeguards Rule gap analysis. We'll identify your compliance gaps and show you the path to full compliance — no obligation.